13 October 2018

Academic Re-marking

As part of a forthcoming study of tertiary student litigation I've noted Naik v Monash University [2018] VSC 605, in which Chinmay Naik seeks a judicial review of an assessment decision by Monash University. As is so often the case, the litigation is somewhat more complicated than the simplistic 'student sues university over dog video assignment' reporting during the past eight weeks

The judgment states
1 Chinmay Naik is a student at Monash University, where he is enrolled in a Masters of Journalism. He has nearly completed his degree. However, on 26 June 2017 Mr Naik was awarded a fail grade for the subject APG5135 Video Journalism, having been awarded a mark of 21% for an assessment task involving a video current affairs story. 
2 By an originating motion for judicial review filed on 29 June 2018 Mr Naik seeks an order in the nature of mandamus granting exemption from the result of that assessment task, and declaring an overall pass grade in APG5135 Video Journalism and completion of the Masters of Journalism course. He also seeks any other order that the Court deems appropriate to do justice between the parties. 
3 There is a 60-day time limit for commencing a proceeding for judicial review, and the Court may extend time only in special circumstances. So, when he commenced this proceeding on 29 June 2018, Mr Naik also applied by summons for an extension of time in which to commence the proceeding. The University opposes this application. 
4 For its part, the University filed a summons on 7 August 2018 seeking summary judgment under s 63 of the Civil Procedure Act 2010 (Vic). The University first foreshadowed that application at a directions hearing before me on 17 July 2018. On that day I made directions for the hearing of Mr Naik’s application for an extension of time, and for the University’s summary judgment application, and listed both applications for hearing on 17 September 2018. 
5 For the reasons that follow I have decided not to grant an extension of time. This means that the proceeding must be dismissed, and it is therefore not necessary to determine the summary judgment application. ...
6 Mr Naik has been a student of Monash University since July 2016. He is enrolled in the course A6008 Masters of Journalism. As an overseas student he is a temporary resident of Australia on a student visa. 
7 In Semester 1 of 2017 Mr Naik was enrolled in the subject APG5135 Video Journalism. One of the assessment tasks for this subject was a video current affairs story, which was to be submitted by 4 June 2017. 
8 Mr Naik’s case is that he has an ongoing disability, in the form of a generalised anxiety disorder, for which he has been prescribed medication since January 2017. From time to time his anxiety disorder affects his academic performance, and it impeded the completion of this assessment task in June 2017. He did not complete the task by the due date and on 6 June 2017 he sought an extension of time. 
9 Ultimately the University granted Mr Naik an extension within which to submit his video current affairs story, to 23 June 2017. However, on Mr Naik’s account, this extension was given grudgingly and only after a rather complicated process in which relevant University staff were slow to acknowledge that Mr Naik was seeking a reasonable adjustment for his disability. By the end of that process, Mr Naik was registered with the University’s Disability Support Services and was much better placed to negotiate flexible deadlines for future assessment tasks. He had also been given the extra time that he asked for to complete his current affairs video. It is clear, however, that Mr Naik found the process unsympathetic and stressful, and that he remains upset by it. 
10 While negotiating for an extension, Mr Naik struggled to complete the video assignment. On 22 June 2017 he was advised that he had been granted an extension to 23 June 2017, the next day, and that no further extension would be possible for the assessment task. Mr Naik submitted his video on 23 June 2017. 
11 Mr Naik’s lecturer assessed the video assignment and initially gave it a mark of 3.6 out of 30, or 12%. This mark was communicated to Mr Naik on 26 June 2017 by email. Later that day, the lecturer emailed Mr Naik again to advise that the current affairs story had been double marked and given a higher mark, ‘so I am giving you the higher grade’. The final mark for the assignment was 6.3 out of 30, or 21%. This meant that Mr Naik’s overall mark for APG5135 Video Journalism was only 44%, and a fail is recorded for the subject on his academic transcript. 
12 Otherwise, Mr Naik has passed every subject he has attempted, with a number of Credits and one Distinction. He remains enrolled as a student in the Masters of Journalism course and needs only one more subject to complete the degree. It is not necessary for him to pass APG5135 Video Journalism, as he has otherwise fulfilled the core requirements for the course. 
13 At present Mr Naik is taking a break from his studies. His enrolment as a student of the University is confirmed until 30 June 2019. 
14 Mr Naik is dissatisfied with the fail mark recorded for APG5135 Video Journalism and has disputed it in various ways: 
(a) In September 2017 he submitted an administrative grievance at the faculty level, which was dismissed in early October 2017. 
(b) On 17 October 2017 he appealed the outcome of his grievance to the University’s Student Ombudsman. The appeal was dismissed the following day. 
(c) Mr Naik then complained to the Victorian Ombudsman, on 25 October 2017. That complaint was dismissed on 9 March 2018. A review of that outcome by a senior officer in the Ombudsman’s office was dismissed on 12 April 2018. 
15 He has also made complaints under anti-discrimination legislation about the entire process, including what he alleges was a failure to make reasonable adjustments for his disability. An application under the Equal Opportunity Act 2010 (Vic) (EO Act), commenced on 27 March 2018, is pending before the Victorian Civil and Administrative Tribunal (VCAT), where a compulsory conference was held on 22 May 2018. Mr Naik withdrew an earlier complaint to the Australian Human Rights Commission under the Disability Discrimination Act 1992 (Cth), and has apparently elected to pursue his complaint in the Victorian jurisdiction.
Further
32 It is certainly the case that Mr Naik spent some months after June 2017 exhausting all avenues of complaint within the University, within the Faculty of Arts and then with the University Student Ombudsman. During November 2017 various University staff advised Mr Naik that the double marking of his video current affairs story had been verified, that his mark would not change and that no further action would be taken. His internal remedies were exhausted by the end of November 2017. 
33 Mr Naik then took his grievance to the Victorian Ombudsman, who on 28 November 2017 declined to investigate. Mr Naik pressed his grievance with the Victorian Ombudsman and on 16 March 2018 an investigation officer advised that the Ombudsman’s office was unable to assist him further. The investigation officer’s emails to Mr Naik set out each of his grounds of complaint, the University’s response, and gave reasons why the Ombudsman’s office would not investigate further. Although she declined to investigate the grievance, on 9 March 2018 she conveyed an offer from the University to undertake a second review of the video assignment, and invited Mr Naik to resubmit the original video to be verified and reviewed. Mr Naik did not accept the University’s offer. Instead he sought review of the investigation officer’s assessment, which was confirmed by a senior investigation officer on 12 April 2018. 
34 In addition, from early December 2017 Mr Naik has pursued remedies under Victorian and federal discrimination legislation. As mentioned, he has commenced a proceeding at VCAT under the EO Act, which was the subject of a compulsory conference on 22 May 2018. There is a very substantial overlap between the grounds of review set out in Mr Naik’s originating motion and his particulars of claim filed in the VCAT proceeding. This overlap may explain why VCAT has stayed the proceeding pending this decision. ... 
37 I have not overlooked the fact that Mr Naik has been diagnosed with an anxiety condition that affects his concentration and his ability to manage his time, and which he claims meant that he ‘could not gather the strength to lodge a judicial review application’. 
38 The limited medical evidence does not support this contention. Mr Naik relied on a letter from his general practitioner dated 28 May 2018, which supported Mr Naik taking an intermission from his studies in the second semester of 2018 on mental health grounds. The letter noted an increase in Mr Naik’s anxiety symptoms ‘due to being in dispute with the University over an academic grievance issue’, and further noted that the issue was being dealt with by an appeal to an external body which he hoped would be resolved within the next six months. It recommended that Mr Naik take a break from his academic studies while dealing with the grievance. The doctor’s letter did not suggest that Mr Naik’s anxiety had affected his ability to pursue his grievance, or that it explained the 10-month delay in commencing this proceeding. 
39 To the contrary, there is ample evidence before the Court that Mr Naik has been able, since June 2017, to pursue his grievance with vigour and persistence. 
40 I have also considered the fact that Mr Naik is not legally represented in this proceeding, and has not been represented in any other forum. Again, lack of representation has not inhibited Mr Naik from pursuing his grievance, and does not explain his delay in seeking judicial review. 
41 Mr Naik did receive some advice in November 2017 from an advocate with the Monash Postgraduate Association. That advice was, in part, as follows: I can understand that you are not happy with the decisions you have received this far. Monash University is a body politic created pursuant to a statute. It is a matter of law that the University is empowered to make decisions and … exercises a discretion as to how it runs its affairs. There is an entire body of law explaining why Courts have been reluctant to intervene with decisions made by higher education providers. However, you are quite correct decisions can be challenged legally. 
42 It is apparent that Mr Naik understood in November 2017 that he could challenge the University’s decision legally, but that a court would probably be reluctant to intervene. He made a reasonable choice at that time not to seek judicial review, but to pursue his grievance in other forums. By mid-April 2018 it was clear that he would not obtain a remedy satisfactory to him in any of those forums. About 10 weeks later, he commenced this proceeding. I conclude that the reason for the delay here was simply that Mr Naik changed his mind about whether to seek judicial review, and then took some further weeks to act on that decision.
In considering potential judicial intervention Richards J states
43 The primary remedy that Mr Naik seeks is an order in the nature of mandamus granting exemption from the result of that assessment task, and declaring an overall pass grade in APG5135 Video Journalism and completion of the Masters of Journalism course. The effect of that order would be to override the judgment of University staff that Mr Naik has not yet completed the academic requirements set by the University for completion of both the subject and the degree and, in effect, to alter those requirements. 
44 The University submits that the Court does not have jurisdiction to make such an order, which involves an issue of academic judgment that is unsuitable for adjudication. I accept that submission. The Court’s judicial review jurisdiction is strictly supervisory and is confined to the lawfulness of a decision under review. It does not extend to marking an assignment or otherwise determining questions of academic merit. These are matters solely for the University – areas for academic judgment where the Court will not intrude. 
45 However, Mr Naik also seeks ‘any other order deemed appropriate by the court to do justice between the parties’. Alternative orders that the Court might make include an order in the nature of certiorari, setting aside the assessment of the video assignment, and an order requiring the University to re-assess the assignment according to law, as well as a declaration. The University accepted that the Court has jurisdiction to review the lawfulness of an assessment decision. It is therefore necessary to consider whether there is an arguable case for any relief on any of the grounds of review identified in Mr Naik’s originating motion. 
46 The first ground on which Mr Naik seeks relief is that, in managing his special consideration application, the University denied him reasonable adjustments in a reasonable time, and imposed unreasonable and disruptive conditions on the adjustment made. He alleges that this was contrary to s 40 of the EO Act, the Disability Standards for Education 2005 (Cth) and s 8 of the Charter of Human Rights and Responsibilities Act 2006 (Vic). These are not grounds to set aside the decision made by the University to give Mr Naik special consideration and to grant him the extension he had asked for, or the assessment of the video assignment he submitted. His complaints concern the way in which the University managed his application for an extension, rather than the ultimate decision to grant it or the assessment of his video. Those complaints, which Mr Naik also makes in his VCAT proceeding, are not matters that the Court can remedy on judicial review. There is no arguable case in relation to the first ground. 
47 The second ground for relief is that the decision to grant an extension of time to Mr Naik, made by staff in the Faculty of Arts special consideration team, was beyond power because the power was conferred exclusively on the Dean of the Faculty. I do not understand why Mr Naik has raised this argument about the validity of the extension of time that he was granted. It does not advance his cause at all. In any event, it is not a ground for setting aside the assessment of the video assignment. The only relief the Court might conceivably grant would be to set aside the extension of time granted in June 2017, and to require the University to reconsider his application according to law. That would put Mr Naik in a worse position than he is currently in, and so I will not consider it further. 
48 The third ground for relief concerns the double marking of the video assignment. Mr Naik argues that the second marking did not comply with the University’s Assessment in Coursework Units Policy and the Faculty of Arts Assessment Review and Marking Procedures Policy. The University Policy recommends double marking of all failed major items of assessment, where the second marker does not have access to the grades or comments of the first marker. The Faculty Policy is more detailed:
Where a remark is requested a member of academic staff with appropriate expertise will be appointed by the unit coordinator to assess the item in question. The second marker will be provided with a clean copy of the item of assessment and the criteria applicable to the assessment of the work. The second marker will not be informed of or provided with: the reason for the remark request; the original, corrected item of assessment; the original mark and grade awarded; the original marker’s comments on the item of assessment. … The second marker must note his/her name and signature on the assessment item together with brief comments to the student on the quality of the work. 
49 Mr Naik sought information from the University about the identity of the second marker and any documentation concerning their assessment of his video assignment. He has been advised that there is no such documentation, and the University has refused to tell him the name of the second marker. Mr Naik submits that this demonstrates that the relevant policies were not followed in his case. More particularly, he argues the Court can infer that there was no second marker and that his lecturer just marked the assignment again and decided to give him a higher mark. 
50 I accept, for the purposes of the extension of time application, that there is an arguable case that the University did not follow its relevant policies in double marking Mr Naik’s video assignment. The lack of documentation and the mystery as to the identity of the second marker might, if not explained by other evidence, support the inference advanced by Mr Naik. 
51 However, a failure by a decision-maker to follow a relevant policy or procedure is not necessarily a ground for a remedy on judicial review. A policy or procedure document is generally ‘soft law’ that is not to be applied with ‘statutory nicety’. Often, the only remedies available for breach of soft law are themselves ‘soft’, such as a complaint to an Ombudsman. There are limited circumstances in which non-compliance with a policy or procedure might amount to jurisdictional error that could be corrected by certiorari. Those circumstances include where the non-compliance involves a want of procedural fairness that results in practical injustice, where it demonstrates a failure to have regard to a relevant consideration or legal unreasonableness. A mere failure to follow a non-statutory assessment policy or procedure would not, without a good deal more, amount to jurisdictional error that invalidates a decision. 
52 Here, I do not consider that Mr Naik has an arguable case for an order in the nature of certiorari to correct the arguable non-compliance with the University’s policies and procedures for double marking a failed assessment task. In my view, none of the alleged failures to follow the policies are of such an order that they could invalidate the assessment of his video assignment. Nor do I consider that they could amount to unlawfulness that might be the subject of a declaration. 
53 Even if I am wrong in that conclusion, the most the Court could possibly do would be to set aside the assessment and order the University to remark the video assignment according to law. The University offered to do exactly this in March 2018, an offer that Mr Naik did not accept. I discuss the significance of that next, in considering the question of justice to both parties.